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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jay L. Geaslen | Ameriprise Financial | Bank of America Merrill Lynch | $194 | 04-30-2013 |
| Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'Neal | Wells Fargo Advisors | Bank of America Merrill Lynch | $193 | 04-25-2013 |
| James P. Butler, James L. Butler, Neil Butler | Wells Fargo Advisors | Bank of America Merrill Lynch | $356 | 04-25-2013 |
| Thomas J. McCann Jr. | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 04-25-2013 |
| Greg Bauer | Wells Fargo Advisors | Bank of America Merrill Lynch | $75 | 04-22-2013 |
| Robert Locco, Francis Ciocari | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 04-08-2013 |
| Robert Iocco, Francis Ciocari | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 04-08-2013 |
| Gaston Abello, Felix Jaimovich | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $165 | 04-08-2013 |
| John Russo, Jerry West, Robert Schlueter, James Maher | Dynasty Financial Partners | Bank of America Merrill Lynch | $420 | 04-02-2013 |
| Mark Pentella, Jessica Palmer | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $125 | 04-02-2013 |
| Sid Martin, Steve Clark, Wes Kaufman | Wells Fargo Advisors | Bank of America Merrill Lynch | $689 | 03-15-2013 |
| Paul Martin, Alfred Pasaoa, Michael Rowland | Wells Fargo Advisors | Bank of America Merrill Lynch | $267 | 03-15-2013 |
| Tom Wozniak, Doug Freeman | Wells Fargo Advisors | Bank of America Merrill Lynch | $211 | 03-15-2013 |
| Victor Camara | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $100 | 02-27-2013 |
| Gregory C. Sarian, Francis X. Masse II | Hightower Advisors | Bank of America Merrill Lynch | $650 | 02-19-2013 |
| Nikesh Kadakia, Jospeh Pastore, Kirk Snyder | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | 02-19-2013 |
| Jeff Faucette, Tony Williams | Raymond James | Bank of America Merrill Lynch | $124 | 02-15-2013 |
| Diane Alecci, Lynn Blanchard | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $500 | 01-07-2013 |
| Richard Prybyl, Richard Farr, Steve Headrick | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $248 | 12-11-2012 |
| Nancy Buttweiler, Kristopher Schultz, David Peterson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $141 | 12-11-2012 |
| Vince Costanzo, Rex Mack | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $115 | 12-03-2012 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Luis Fuentes, Christopher Fuentes, Rosario Hondermann | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $373 | 12-03-2012 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.