Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lei Sun, Zhigang ShenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$19004-08-2016
Michael SauerbornSteward Partners Global AdvisoryBank of America Merrill Lynch$32504-07-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
David S. Loeb Jr., Edward (Ted) Fernberger Jr., Jim Fernberger, Alex Fernberger, Donna Dembeck, Jean SchneiderRaymond JamesBank of America Merrill Lynch$1,30003-01-2016
Jason Holyszko, David Snider, Russell Wittkopp, Tammy MentelWells Fargo AdvisorsBank of America Merrill Lynch$16502-25-2016
Thomas BraleyWells Fargo AdvisorsBank of America Merrill Lynch$9502-18-2016
Eduardo Robson, Daniel AymerichBolton Global CapitalBank of America Merrill Lynch$18002-01-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Miguel SosaPremia Global Advisors LLCBank of America Merrill Lynch$40001-15-2016
Steve Saylor, Matt Moreman, Jason HeatonRaymond JamesBank of America Merrill Lynch$37001-04-2016
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Michael ArnoldProspera Financial ServicesBank of America Merrill Lynch$14012-08-2015
Rick Leyva, Clelia Dipp, Imar RodriguezSnowden Lane PartnersBank of America Merrill Lynch$20012-04-2015
Peter Loncar, Brent SteinRaymond JamesBank of America Merrill Lynch$30011-18-2015
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyRaymond JamesBank of America Merrill Lynch$2,90011-13-2015
Graciela Perez, Jorge PerezBolton Global CapitalBank of America Merrill Lynch$27011-10-2015
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-10-2015
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Jeffrey 'Glenn' Tennyson, Thomas 'Kirt' Phillips Raymond JamesBank of America Merrill Lynch$13610-20-2015
Sonny Skinner, Mark Causey, Everett Nix, Steve Hagood, Will HumberStifel Nicolaus & Co.Bank of America Merrill Lynch$37010-01-2015
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersBank of America Merrill Lynch$3,30009-29-2015
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersBank of America Merrill Lynch$1,40009-08-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
Michael Carr, Kirk Ruth, Jeff Hogue, Jeff RizzoUBS Financial ServicesBank of America Merrill Lynch$87008-20-2015
Jane Drew, Katherine DrewWells Fargo AdvisorsBank of America Merrill Lynch$27808-07-2015
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Showing 1 to 25 of 260 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.