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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
| W. Howard Humphrey | Wells Fargo Advisors | Bank of America Merrill Lynch | $101 | 11-16-2012 |
| Robert Evans, Walt Shinault, Richard Hastings | Wells Fargo Advisors | Bank of America Merrill Lynch | $250 | 11-16-2012 |
| Tom Temple | UBS Financial Services | Bank of America Merrill Lynch | $200 | 11-01-2012 |
| David Evans, Nepeta Godec, Patty Eckelberry | RBC Wealth Management | Bank of America Merrill Lynch | $177 | 10-03-2012 |
| Kevin Stophel, Matthew McCoy | Concert Wealth Management | Bank of America Merrill Lynch | $90 | 09-17-2012 |
| Scott Robinson, Christian Reuter | RBC Wealth Management | Bank of America Merrill Lynch | $250 | 09-05-2012 |
| Hugh Anderson, Sheila Delutri | Hightower Advisors | Bank of America Merrill Lynch | $450 | 09-04-2012 |
| Mike PeQueen, Ned Evans, Adam Thurgood | Hightower Advisors | Bank of America Merrill Lynch | $340 | 09-04-2012 |
| Myron T. Barker | UBS Financial Services | Bank of America Merrill Lynch | $200 | 08-30-2012 |
| Matthew Zaft, Connor McKinney | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $219 | 08-20-2012 |
| Christopher Agnew, Gary Hewitt, Darrell Henricksen | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 08-20-2012 |
| Lance Hubeny | Wells Fargo Advisors | Bank of America Merrill Lynch | $98 | 08-16-2012 |
| Mike Clancy, Brad Anderson, Steve Burch | UBS Financial Services | Bank of America Merrill Lynch | $150 | 08-05-2012 |
| Thomas McDavid | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 07-23-2012 |
| Jonathan Spafford | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $140 | 07-23-2012 |
| Robert Gilson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $75 | 07-23-2012 |
| James Harris, Pam Ashley | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $3,000 | 07-18-2012 |
| Brent Henry, Dustin Colebank, Mike Hudson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $230 | 07-17-2012 |
| Richard Ward | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $74 | 07-10-2012 |
| Evans Peay | Raymond James | Bank of America Merrill Lynch | $92 | 07-01-2012 |
| Matthew Fields, Tonya Nichols | Robert W. Baird & Co. | Bank of America Merrill Lynch | $170 | 06-28-2012 |
| Salim Kimiagar | Wells Fargo Advisors | Bank of America Merrill Lynch | $178 | 06-19-2012 |
| Michael Landsberg, Lewis Bennett, Anthony Dubbaneh | Wells Fargo Advisors | Bank of America Merrill Lynch | $493 | 06-19-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.