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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Gregory C. Sarian, Francis X. Masse II | Hightower Advisors | Bank of America Merrill Lynch | $650 | 02-19-2013 |
| Nikesh Kadakia, Jospeh Pastore, Kirk Snyder | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | 02-19-2013 |
| Jeff Faucette, Tony Williams | Raymond James | Bank of America Merrill Lynch | $124 | 02-15-2013 |
| Diane Alecci, Lynn Blanchard | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $500 | 01-07-2013 |
| Richard Prybyl, Richard Farr, Steve Headrick | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $248 | 12-11-2012 |
| Nancy Buttweiler, Kristopher Schultz, David Peterson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $141 | 12-11-2012 |
| Vince Costanzo, Rex Mack | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $115 | 12-03-2012 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Luis Fuentes, Christopher Fuentes, Rosario Hondermann | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $373 | 12-03-2012 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
Showing 1 to 11 of 11 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.