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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean A. SmalleyLPL FinancialCharles Schwab$7504-11-2014
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40012-17-2013
Benjamin PorrasEP Wealth AdvisorsCharles Schwab$005-01-2013
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-16-2012
William Norris, Shawn SmithRobert W. Baird & Co.Charles Schwab$64004-11-2012
Dominic Capuano, Timothy M. ButlerRobert W. Baird & Co.Charles Schwab$60009-01-2011
Peter ChenMorgan Stanley Wealth ManagementCharles Schwab$17006-14-2011
Benjamin WooMorgan Stanley Wealth ManagementCharles Schwab$14007-13-2010

Showing 1 to 8 of 8 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.