Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Robert S. Tremlett||Waddell and Reed||Charles Schwab||$60||01-22-2015|
|Sean A. Smalley||LPL Financial||Charles Schwab||$75||04-11-2014|
|Kevin J. Cross||Robert W. Baird & Co.||Charles Schwab||$400||12-17-2013|
|Benjamin Porras||EP Wealth Advisors||Charles Schwab||$0||05-01-2013|
|Fred Gartrell||Robert W. Baird & Co.||Charles Schwab||$425||10-16-2012|
|William Norris, Shawn Smith||Robert W. Baird & Co.||Charles Schwab||$640||04-11-2012|
|Dominic Capuano, Timothy M. Butler||Robert W. Baird & Co.||Charles Schwab||$600||09-01-2011|
|Peter Chen||Morgan Stanley Wealth Management||Charles Schwab||$170||06-14-2011|
|Benjamin Woo||Morgan Stanley Wealth Management||Charles Schwab||$140||07-13-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.