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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario FrattoBank of America Merrill LynchCitigroup$15312-10-2014
Charles WalkerDeutsche BankCitigroup$011-12-2014
Heather KirbyDeutsche BankCitigroup$011-12-2014
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-16-2012
Bryce BordwellWells Fargo AdvisorsCitigroup$10005-16-2012
Jose Fernandez, Juan AlemanBank of America Merrill LynchCitigroup$26003-14-2012
Tom McGuirkHightower AdvisorsCitigroup$20009-24-2010
Winston ChungSummit Brokerage ServicesCitigroup$4504-28-2010
Jon BowlesSummit Brokerage ServicesCitigroup$3502-18-2010

Showing 1 to 9 of 9 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.