Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne Hoffay||Dynasty Financial Partners||Commonwealth Financial Network||$650||10-07-2015|
|Marta L. Shen, A.K. Mashhoon||Raymond James||Commonwealth Financial Network||$109||02-26-2015|
|John E. Ledford||Ameriprise Financial||Commonwealth Financial Network||$138||09-09-2014|
|Vance Boucher||Girard Securities||Commonwealth Financial Network||$55||02-04-2014|
|Michael A. Rogers||LPL Financial||Commonwealth Financial Network||$150||02-04-2014|
|John Nicolosi, Carl Nicolosi||Summit Brokerage Services||Commonwealth Financial Network||$100||04-29-2011|
|Jonathan Price||Morgan Stanley Wealth Management||Commonwealth Financial Network||$153||10-28-2010|
|Stephen Swensen, Philip Swensen||Summit Brokerage Services||Commonwealth Financial Network||$31||04-28-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.