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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-09-2014
Vance BoucherGirard SecuritiesCommonwealth Financial Network$5502-04-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
John Nicolosi, Carl NicolosiSummit Brokerage ServicesCommonwealth Financial Network$10004-29-2011
Jonathan PriceMorgan Stanley Wealth ManagementCommonwealth Financial Network$15310-28-2010
Stephen Swensen, Philip SwensenSummit Brokerage ServicesCommonwealth Financial Network$3104-28-2010

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.