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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Gunn Allen Branch at 40 Wall St. | Aegis Capital | Gunn Allen Financial | $375 | 03-26-2010 |
| Matthew Pisani | Summit Brokerage Services | Gunn Allen Financial | $2 | 02-18-2010 |
| Thomas Veth | National Securities | Gunn Allen Financial | $43 | 01-22-2010 |
| Bill Madera, John Miller | National Securities | Gunn Allen Financial | $40 | 12-23-2009 |
| Mathew Sherbondy | National Securities | Gunn Allen Financial | $40 | 12-23-2009 |
Showing 1 to 5 of 5 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.