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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Ronn, Don Phillips, Bobby PhillipsNFP Advisor Services GroupLPL Financial$15808-27-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-24-2015
Caleb KennedyWells Fargo Advisors Financial NetworkLPL Financial$7908-05-2015
Jason DonethAmeriprise FinancialLPL Financial$14707-29-2015
Phil EggersRaymond JamesLPL Financial$15007-24-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-14-2015
Raymond Daigle, Jr., Robert Comeaux, Jr., Walter BondCommonwealth Financial NetworkLPL Financial$35006-25-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-18-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6105-05-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10003-30-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial$003-16-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15003-09-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5003-09-2015
Kelly M. MorrisIndependent Financial GroupLPL Financial$6503-09-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9302-26-2015
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6612-03-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20012-02-2014
Michael W. FrankSAGE Private Wealth GroupLPL Financial$10012-02-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16511-04-2014
Lance NelsonCommonwealth Financial NetworkLPL Financial$9210-30-2014
William MyersWaddell and ReedLPL Financial$5710-17-2014
Peter WolkSecurities Service NetworkLPL Financial$5009-09-2014
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-20-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial GroupLPL Financial$9503-25-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.