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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johnson HoangSummit Brokerage ServicesLPL Financial$10211-10-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16511-04-2014
Lance NelsonCommonwealth Financial NetworkLPL Financial$9210-30-2014
William MyersWaddell and ReedLPL Financial$5710-17-2014
Peter WolkSecurities Service NetworkLPL Financial$5009-09-2014
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-20-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial GroupLPL Financial$9503-25-2014
Michael A. RosenthalRetirement Benefits GroupLPL Financial$003-20-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-19-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-04-2014
Joseph W. MoyerNational PlanningLPL Financial$6001-24-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14601-03-2014
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31011-12-2013
Brent V. LottGirard SecuritiesLPL Financial$7111-05-2013
Joseph G. YurgecNPB Financial GroupLPL Financial$20009-19-2013
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5207-12-2013
The Bishoff Financial GroupProspera Financial ServicesLPL Financial$13006-07-2013
Tricia GunterWaddell and ReedLPL Financial$5105-14-2013
Norman G. HowarthAmeriprise FinancialLPL Financial$19504-29-2013
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7001-28-2013
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial$15001-28-2013
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23012-06-2012
Nathan RunningMulti-Financial SecuritiesLPL Financial$8812-04-2012
Angelo Talebi, Artin BandariRoyal AllianceLPL Financial$23011-21-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.