Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
Walter G. BouchardCommonwealth Financial NetworkLPL Financial$6002-16-2016
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21910-30-2015
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-22-2015
Ed Lancaster, Mike Lancaster, Dave LancasterRaymond JamesLPL Financial$16610-21-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-19-2015
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-07-2015
Caleb KennedyWells Fargo Advisors Financial NetworkLPL Financial$7908-03-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Jim Ronn, Don Phillips, Bobby PhillipsNFP Advisor Services GroupLPL Financial$15806-01-2015
Phil EggersRaymond JamesLPL Financial$15005-29-2015
Raymond Daigle, Jr., Robert Comeaux, Jr., Walter BondCommonwealth Financial NetworkLPL Financial$35005-29-2015
Jason DonethAmeriprise FinancialLPL Financial$14705-15-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-15-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6103-13-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5001-26-2015
Kelly M. MorrisIndependent Financial GroupLPL Financial$6501-20-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9301-15-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15001-09-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial$012-18-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6611-03-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20010-31-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.