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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Tricia Gunter | Waddell and Reed | LPL Financial | $51 | 05-14-2013 |
| Norman G. Howarth | Ameriprise Financial | LPL Financial | $195 | 04-29-2013 |
| Lou Ingargiola, Sean McAndrew | Commonwealth Financial Network | LPL Financial | $70 | 01-28-2013 |
| Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer | Commonwealth Financial Network | LPL Financial | $150 | 01-28-2013 |
| Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinando | Raymond James | LPL Financial | $230 | 12-06-2012 |
| Nathan Running | Multi-Financial Securities | LPL Financial | $88 | 12-04-2012 |
| Angelo Talebi, Artin Bandari | Royal Alliance | LPL Financial | $230 | 11-21-2012 |
| Michael Mullis | Securities America | LPL Financial | $223 | 11-15-2012 |
| Waldron Group | Fidelity | LPL Financial | $1,200 | 11-07-2012 |
| Jim Vermilye | Robert W. Baird & Co. | LPL Financial | $85 | 10-16-2012 |
| Peter Reinecke, Christine Cipolla, Timothy Marshall | Saxony Securities | LPL Financial | $150 | 10-03-2012 |
| Robert Zyzo, Irina Leuth | Securities Service Network | LPL Financial | $50 | 09-26-2012 |
| Matt Lawson, William F. Winchester | Raymond James | LPL Financial | $150 | 09-17-2012 |
| Eric Burton, Ronald Whittingham | FSC Securities | LPL Financial | $250 | 09-14-2012 |
| John Cartolano | Ameriprise Financial | LPL Financial | $200 | 08-23-2012 |
| James Marchesi and Associates | Ameriprise Financial | LPL Financial | $115 | 08-21-2012 |
| Mark Ralston | Morgan Stanley Smith Barney | LPL Financial | $143 | 08-20-2012 |
| Robert M. Eastmann, Joshua W. Beverly | Multi-Financial Securities | LPL Financial | $52 | 07-31-2012 |
| Bryan Chew, Michael Takayama, Anita Fong-Chao, Eugene Hsu, Daryl Wong | Commonwealth Financial Network | LPL Financial | $100 | 07-30-2012 |
| Floe Financial Partners | Wells Fargo Advisors | LPL Financial | $300 | 06-07-2012 |
| Keith Somers | Ameriprise Financial | LPL Financial | $51 | 03-22-2012 |
| Michele Colarusso | Ameriprise Financial | LPL Financial | $65 | 03-22-2012 |
| John Marshall, Lynn Goldney, Dan Sickles, Sean Goldney | Financial Network Investment | LPL Financial | $150 | 03-01-2012 |
| Scott Woodring | Girard Securities | LPL Financial | $60 | 12-12-2011 |
| Philip Noble | Morgan Stanley Smith Barney | LPL Financial | $116 | 11-22-2011 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.