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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23012-06-2012
Nathan RunningMulti-Financial SecuritiesLPL Financial$8812-04-2012
Angelo Talebi, Artin BandariRoyal AllianceLPL Financial$23011-21-2012
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Waldron GroupFidelityLPL Financial$1,20011-07-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
Peter Reinecke, Christine Cipolla, Timothy MarshallSaxony SecuritiesLPL Financial$15010-03-2012
Robert Zyzo, Irina LeuthSecurities Service NetworkLPL Financial$5009-26-2012
Matt Lawson, William F. WinchesterRaymond JamesLPL Financial$15009-17-2012
Eric Burton, Ronald WhittinghamFSC SecuritiesLPL Financial$25009-14-2012

Showing 1 to 10 of 10 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.