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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Sam Clark, James Davenport, Les Barber | Royal Alliance | Lincoln Financial | $300 | 04-08-2013 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompte | LPL Financial | Lincoln Financial | $1,000 | 08-14-2012 |
| Pegasus Capital, Trinity Planning,, Stanziola Financial | Commonwealth Financial Network | Lincoln Financial | $375 | 06-05-2012 |
| Zelek, Associates | Investors Capital | Lincoln Financial | $30 | 05-31-2012 |
| Kevin Donoghue, James Donoghue | Ameriprise Financial | Lincoln Financial | $84 | 04-10-2012 |
| John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael Velazquez | LPL Financial | Lincoln Financial | $200 | 01-25-2012 |
| Bob Carson, Don Hannahs, Tim Kvech, Larry Briskin | Triad Advisors | Lincoln Financial | $600 | 11-03-2010 |
Showing 1 to 8 of 8 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.