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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathy M. KeadleSecurities AmericaLincoln Financial$14012-19-2013
Garth IveyInvestacorpLincoln Financial$4512-02-2013
Marc S. SchlieferLPL FinancialLincoln Financial$25009-16-2013
Charlotte Shaw, Gary ShawLPL FinancialLincoln Financial$36008-15-2013
Sam Clark, James Davenport, Les BarberRoyal AllianceLincoln Financial$30004-08-2013
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Pegasus Capital, Trinity Planning,, Stanziola FinancialCommonwealth Financial NetworkLincoln Financial$37506-05-2012
Zelek, AssociatesInvestors CapitalLincoln Financial$3005-31-2012
Kevin Donoghue, James DonoghueAmeriprise FinancialLincoln Financial$8404-10-2012
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012
Bob Carson, Don Hannahs, Tim Kvech, Larry BriskinTriad AdvisorsLincoln Financial$60011-03-2010

Showing 1 to 12 of 12 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.