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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley Smith Barney$58505-14-2013
William T. PattonAmeriprise FinancialMorgan Stanley Smith Barney$15004-29-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley Smith Barney$26604-23-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Smith Barney$17804-23-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Smith Barney$22004-23-2013
Jonathan GreerBank of America Merrill LynchMorgan Stanley Smith Barney$26204-16-2013
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Smith Barney$29004-16-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Smith Barney$32004-05-2013
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Smith Barney$12104-02-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Smith Barney$38003-28-2013
Roger W HarringtonWilliams Financial GroupMorgan Stanley Smith Barney$6503-28-2013
Evan Meltzer. Edward Hill, Philip MeltzerWells Fargo AdvisorsMorgan Stanley Smith Barney$40003-15-2013
Eric Whipple, Stephen CooperWells Fargo AdvisorsMorgan Stanley Smith Barney$19503-15-2013
Richard PowellWells Fargo AdvisorsMorgan Stanley Smith Barney$17603-15-2013
Geoffrey Silver, Sybil Fields, Adena SmithWells Fargo AdvisorsMorgan Stanley Smith Barney$95003-15-2013
John DeLuca, John FabrisWells Fargo AdvisorsMorgan Stanley Smith Barney$24503-15-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Smith Barney$10803-15-2013
Lawrence SchwartzWells Fargo AdvisorsMorgan Stanley Smith Barney$10603-15-2013
Melody FotiWells Fargo AdvisorsMorgan Stanley Smith Barney$12403-15-2013
Robert McMannWells Fargo AdvisorsMorgan Stanley Smith Barney$16303-15-2013
Brian MooreBank of America Merrill LynchMorgan Stanley Smith Barney$11303-14-2013
Mark JohnsonBank of America Merrill LynchMorgan Stanley Smith Barney$19203-14-2013
David Frank, John JudkinsBank of America Merrill LynchMorgan Stanley Smith Barney$16802-26-2013
Mickey LittmannBank of America Merrill LynchMorgan Stanley Smith Barney$15102-26-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Smith Barney$25002-26-2013
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Showing 1 to 25 of 223 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.