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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Ziv Ohel, Bill Duncan | Ameriprise Financial | Morgan Stanley Smith Barney | $275 | 11-28-2012 |
| Jason Lloyd | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $125 | 12-17-2012 |
| Dan Sandlin | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 12-17-2012 |
| Christine Reilly | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $159 | 12-17-2012 |
| David Vallie | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $160 | 12-17-2012 |
| Rebecca Rothstein & Team | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $2,500 | 10-22-2012 |
| Robert G. Bernardin | Hilliard Lyons | Morgan Stanley Smith Barney | $300 | 10-19-2012 |
| Scott Cutliff, Donald Horras, Patricia Polster | Raymond James | Morgan Stanley Smith Barney | $204 | 12-14-2012 |
| Victoria Azpurua | Raymond James | Morgan Stanley Smith Barney | $110 | 11-22-2012 |
| Karl Rothermund | Raymond James | Morgan Stanley Smith Barney | $80 | 11-12-2012 |
| Michael Bulhack, Mario Ponczek, Douglas Ponczek | UBS Financial Services | Morgan Stanley Smith Barney | $423 | 11-06-2012 |
| Timothy J. Mulroy | UBS Financial Services | Morgan Stanley Smith Barney | $175 | 10-22-2012 |
| Richard Wright | Wedbush Securities | Morgan Stanley Smith Barney | $105 | 10-19-2012 |
| Chris Queen, Peggy Etheridge, Jason Hofnagel | Wells Fargo Advisors | Morgan Stanley Smith Barney | $206 | 11-16-2012 |
| Nancy Johnson, Susan Ellena | Wells Fargo Advisors | Morgan Stanley Smith Barney | $210 | 11-16-2012 |
| Andrew Siegel, Nickolaus Roeschley, William Kulesh | Wells Fargo Advisors | Morgan Stanley Smith Barney | $231 | 11-16-2012 |
Showing 1 to 16 of 16 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.