Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Frank, John JudkinsBank of America Merrill LynchMorgan Stanley Smith Barney$16802-26-2013
Mickey LittmannBank of America Merrill LynchMorgan Stanley Smith Barney$15102-26-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Smith Barney$25002-26-2013
Quoc (Jon) PhamBank of America Merrill LynchMorgan Stanley Smith Barney$8202-14-2013
William TerrellBank of America Merrill LynchMorgan Stanley Smith Barney$13702-14-2013
Jamie Hilton, Kara MuselerUBS Financial ServicesMorgan Stanley Smith Barney$30002-06-2013
Marlene M. Fowler, Christopher F. FowlerRaymond JamesMorgan Stanley Smith Barney$7001-28-2013
Philip T. Maurer, David M. Kushner, Barbara MaurerRaymond JamesMorgan Stanley Smith Barney$14601-25-2013
Jason LloydBank of America Merrill LynchMorgan Stanley Smith Barney$12512-17-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Smith Barney$15112-17-2012
Christine ReillyBank of America Merrill LynchMorgan Stanley Smith Barney$15912-17-2012
David VallieBank of America Merrill LynchMorgan Stanley Smith Barney$16012-17-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley Smith Barney$20412-14-2012

Showing 1 to 13 of 13 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.