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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nick BorgfeldtWells Fargo AdvisorsMorgan Stanley Wealth Management$17607-21-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16007-17-2015
James Tate, Kelley TateWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$13107-14-2015
Roger 'Bim' Prince, Clint BoxmanAmeriprise FinancialMorgan Stanley Wealth Management$15007-14-2015
Ellen ClearyWells Fargo AdvisorsMorgan Stanley Wealth Management$16807-09-2015
Richard J. Bernstein Wells Fargo AdvisorsMorgan Stanley Wealth Management$42507-09-2015
Johnny Lang, Michael TaylorLPL FinancialMorgan Stanley Wealth Management$35006-25-2015
Tim Clepper, Kelly KuennenLPL FinancialMorgan Stanley Wealth Management$20006-25-2015
James 'Eric' Maxwell, Kaitlyn 'Katy' RathRaymond JamesMorgan Stanley Wealth Management$7506-17-2015
Terrence J. Andrysiak, William H. Moeller, Jennifer Olsen, Dana Czmer, Adam Coselmon, Michael DrainvilleRaymond JamesMorgan Stanley Wealth Management$66506-11-2015
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley Wealth Management$2,40006-03-2015
Robert L. GormanRobert W. Baird & Co.Morgan Stanley Wealth Management$21005-26-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-19-2015
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-14-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management$005-14-2015
Lee Turmail, Jesse MilesWells Fargo AdvisorsMorgan Stanley Wealth Management$12005-12-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-12-2015
Jeffrey M. Collins, Brien KrankRaymond JamesMorgan Stanley Wealth Management$35005-07-2015
Victor M. Fiano, Lori RuffnerWells Fargo AdvisorsMorgan Stanley Wealth Management$18505-05-2015
Shannon Bennett, Vicki GrayRaymond JamesMorgan Stanley Wealth Management$14005-04-2015
Jonathan H. ZuckerWells Fargo AdvisorsMorgan Stanley Wealth Management$10904-23-2015
Craig A. GoldbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10404-23-2015
Mitchell Rask, Christopher Rask, Jane MillerWells Fargo AdvisorsMorgan Stanley Wealth Management$24404-23-2015
G. Carey RevelsWells Fargo AdvisorsMorgan Stanley Wealth Management$10804-23-2015
Tyler BerryWunderlich SecuritiesMorgan Stanley Wealth Management$10704-21-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.