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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen R. BesseRaymond JamesMorgan Stanley Wealth Management$36005-12-2014
Gary PolakoffAWM Global AdvisorsMorgan Stanley Wealth Management$9705-12-2014
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley Wealth Management$60005-06-2014
Brian L. VallowWells Fargo AdvisorsMorgan Stanley Wealth Management$9305-01-2014
Mark W. Thatcher, Shad F. Lamm, Chris Risenmay, Ross Biesinger, David Thatcher, Clark Penney, Marc KovenIntegrated Wealth ManagementMorgan Stanley Wealth Management$74004-28-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-24-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-24-2014
Carrie S. Gallaway, Andrew L. SternLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$1,20003-25-2014
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley Wealth Management$18003-18-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-18-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-18-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-18-2014
Barry D. MasciWells Fargo AdvisorsMorgan Stanley Wealth Management$9003-18-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90003-10-2014
Rick PignoneSteward Partners Global AdvisoryMorgan Stanley Wealth Management$24002-26-2014
Chris ReaneySteward Partners Global AdvisoryMorgan Stanley Wealth Management$11002-26-2014
Ted SchwabSteward Partners Global AdvisoryMorgan Stanley Wealth Management$13002-26-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-20-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-20-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30002-05-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley Wealth Management$001-15-2014
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55001-14-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.