Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14705-09-2014
Rodger A. Friedman, Joe WongSteward Partners Global AdvisoryMorgan Stanley Wealth Management$17005-09-2014
Norman Lev, Glen Sher, Michael JeshivaWells Fargo AdvisorsMorgan Stanley Wealth Management$23605-09-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-02-2014
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschWells Fargo AdvisorsMorgan Stanley Wealth Management$31105-02-2014
Stephen R. BesseRaymond JamesMorgan Stanley Wealth Management$36005-02-2014
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley Wealth Management$60005-02-2014
Brian L. VallowWells Fargo AdvisorsMorgan Stanley Wealth Management$9304-25-2014
Mark W. Thatcher, Shad F. Lamm, Chris Risenmay, Ross Biesinger, David Thatcher, Clark Penney, Marc KovenIntegrated Wealth ManagementMorgan Stanley Wealth Management$74004-25-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18004-22-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-17-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-17-2014
Gary PolakoffAWM Global AdvisorsMorgan Stanley Wealth Management$9704-10-2014
Carrie S. Gallaway, Andrew L. SternLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$1,20003-21-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-14-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-14-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
Evan Schottenstein J.P. Morgan Securities LLCMorgan Stanley Wealth Management$003-10-2014
Barry D. MasciWells Fargo AdvisorsMorgan Stanley Wealth Management$9003-07-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7402-28-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12202-26-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90002-14-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-14-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-13-2014
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Showing 1 to 25 of 88 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.