Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Stephen R. Besse||Raymond James||Morgan Stanley Wealth Management||$360||05-12-2014|
|Gary Polakoff||AWM Global Advisors||Morgan Stanley Wealth Management||$97||05-12-2014|
|Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. Roseberry||Hightower Advisors||Morgan Stanley Wealth Management||$600||05-06-2014|
|Brian L. Vallow||Wells Fargo Advisors||Morgan Stanley Wealth Management||$93||05-01-2014|
|Mark W. Thatcher, Shad F. Lamm, Chris Risenmay, Ross Biesinger, David Thatcher, Clark Penney, Marc Koven||Integrated Wealth Management||Morgan Stanley Wealth Management||$740||04-28-2014|
|Gerald Saroken||Bank of America Merrill Lynch||Morgan Stanley Wealth Management||$116||04-24-2014|
|Brian Saroken||Bank of America Merrill Lynch||Morgan Stanley Wealth Management||$193||04-24-2014|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.