Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14705-09-2014
Rodger A. Friedman, Joe WongSteward Partners Global AdvisoryMorgan Stanley Wealth Management$17005-09-2014
Norman Lev, Glen Sher, Michael JeshivaWells Fargo AdvisorsMorgan Stanley Wealth Management$23605-09-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-02-2014
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschWells Fargo AdvisorsMorgan Stanley Wealth Management$31105-02-2014
Stephen R. BesseRaymond JamesMorgan Stanley Wealth Management$36005-02-2014
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley Wealth Management$60005-02-2014
Brian L. VallowWells Fargo AdvisorsMorgan Stanley Wealth Management$9304-25-2014
Mark W. Thatcher, Shad F. Lamm, Chris Risenmay, Ross Biesinger, David Thatcher, Clark Penney, Marc KovenIntegrated Wealth ManagementMorgan Stanley Wealth Management$74004-25-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18004-22-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-17-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-17-2014

Showing 1 to 13 of 13 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.