Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Daniel McCarthy||Royal Alliance||National Planning||$101||05-29-2015|
|Brian P. Beck||Triad Advisors||National Planning||$133||11-05-2014|
|Wayne Maier||Securities America||National Planning||$414||09-20-2013|
|Christopher R. Olson, David E. Kuntz, Jarrod B. Kittleson||Berthel Fisher||National Planning||$120||04-22-2013|
|Matthew Hanshaw, Taylor Ranker, Alfred Varano||Royal Alliance||National Planning||$325||11-16-2012|
|Advantage Financial Group||LPL Financial||National Planning||$2,000||08-02-2012|
|David Ortiz & German Ramirez||Investacorp||National Planning||$60||12-01-2011|
|Ron Purvines||Investors Capital||National Planning||$200||09-19-2011|
|Ron Purvines||Investors Capital||National Planning||$200||07-01-2011|
|Stephen Kipp||NPB Financial Group||National Planning||$124||09-21-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.