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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne MaierSecurities AmericaNational Planning$41409-25-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12005-29-2013
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-21-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
Ron PurvinesInvestors CapitalNational Planning$20009-19-2011
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
Stephen KippNPB Financial GroupNational Planning$12409-21-2010

Showing 1 to 8 of 8 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.