Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael GimlinAmeriprise FinancialNational Planning$11707-01-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
James P. Benson IICeteraNational Planning$15003-28-2016
Daniel McCarthyRoyal Alliance National Planning$10105-29-2015
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Wayne MaierSecurities AmericaNational Planning$41409-20-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12004-22-2013
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-16-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
Ron PurvinesInvestors CapitalNational Planning$20009-19-2011
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
Stephen KippNPB Financial GroupNational Planning$12409-21-2010

Showing 1 to 16 of 16 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.