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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Laverty, Carol PipitoneCalton & AssociatesOppenheimer$9004-24-2014
Robert ReubenMorgan Stanley Wealth ManagementOppenheimer$10401-11-2012
David DruckerAegis CapitalOppenheimer$009-20-2011
Howard Leon, Anthony MazzoUBS Financial ServicesOppenheimer$10007-28-2011
Michael Winn, David JamesUBS Financial ServicesOppenheimer$42105-19-2011
Steven ErenfrydUBS Financial ServicesOppenheimer$10003-11-2011
Joseph VaccaroFusion Analytics Investment PartnersOppenheimer$15010-27-2010
Allen H. JohnsonTegra Financial PartnersOppenheimer$22510-15-2010
Wayne SmithMoors & Cabot Financial AdvisorsOppenheimer$3006-18-2010

Showing 1 to 9 of 9 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.