Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Charles Laverty, Carol Pipitone||Calton & Associates||Oppenheimer||$90||04-24-2014|
|Robert Reuben||Morgan Stanley Wealth Management||Oppenheimer||$104||01-11-2012|
|David Drucker||Aegis Capital||Oppenheimer||$0||09-20-2011|
|Howard Leon, Anthony Mazzo||UBS Financial Services||Oppenheimer||$100||07-28-2011|
|Michael Winn, David James||UBS Financial Services||Oppenheimer||$421||05-19-2011|
|Steven Erenfryd||UBS Financial Services||Oppenheimer||$100||03-11-2011|
|Joseph Vaccaro||Fusion Analytics Investment Partners||Oppenheimer||$150||10-27-2010|
|Allen H. Johnson||Tegra Financial Partners||Oppenheimer||$225||10-15-2010|
|Wayne Smith||Moors & Cabot Financial Advisors||Oppenheimer||$30||06-18-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.