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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Peter Vrooman, Jonathan Sarver | Wells Fargo Advisors | RBC Wealth Management | $125 | 06-17-2013 |
| Edward Glenn, Pamela Staples | Bank of America Merrill Lynch | RBC Wealth Management | $300 | 02-26-2013 |
| Emory Ragsdale, Wade Myatt, Lynde Jackson | Bank of America Merrill Lynch | RBC Wealth Management | $152 | 12-17-2012 |
| Robert Hart, Thomas Tonkovich | Wells Fargo Advisors | RBC Wealth Management | $107 | 11-16-2012 |
| James Gibbons, Stephen Marohl | Wells Fargo Advisors | RBC Wealth Management | $92 | 04-19-2012 |
| Larry Schnaid | UBS Financial Services | RBC Wealth Management | $0 | 03-08-2012 |
| Joseph Neuhaus, Karen Jankowski | Morgan Stanley Smith Barney | RBC Wealth Management | $284 | 11-22-2011 |
| Mark Donohue | Morgan Stanley Smith Barney | RBC Wealth Management | $700 | 11-15-2011 |
| Bruce McGaugh | Ameriprise Financial | RBC Wealth Management | $100 | 10-20-2011 |
| The Gift Hamilton Team | Morgan Stanley Smith Barney | RBC Wealth Management | $259 | 10-04-2011 |
| Jonathan Lake | Morgan Stanley Smith Barney | RBC Wealth Management | $0 | 09-13-2011 |
| Robert Batick, Jr. | Westport Capital Markets | RBC Wealth Management | $80 | 06-17-2011 |
| Robert C. Batick, Jr | Westport Capital Markets | RBC Wealth Management | $80 | 06-13-2011 |
| Mark Battalini | Prospera Financial Services | RBC Wealth Management | $105 | 06-01-2011 |
| Don Sharko | LaSalle St. Securities | RBC Wealth Management | $52 | 03-25-2011 |
| Kenneth Jobes, Jonathan Solo | Raymond James | RBC Wealth Management | $150 | 01-13-2011 |
| Michael Sharenow | Wells Fargo Advisors | RBC Wealth Management | $235 | 06-23-2010 |
| Raymond Hayes | Wells Fargo Advisors | RBC Wealth Management | $325 | 06-23-2010 |
| John A. Pickett, Jack Pratt, Roberta Kayatta | CapTrust Financial Advisors | RBC Wealth Management | $8,500 | 06-08-2010 |
| Steven Sellman | Wells Fargo Advisors | RBC Wealth Management | $133 | 05-17-2010 |
| Steve Spence & Team | UBS Financial Services | RBC Wealth Management | $400 | 04-01-2010 |
| Robert Wilson, Tami Warr | Fusion Analytics Investment Partners | RBC Wealth Management | $60 | 02-01-2010 |
Showing 1 to 22 of 22 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.