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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis RocheRobert W. Baird & Co.RBC Wealth Management$003-18-2014
Ross AnderleSapient Private Wealth ManagementRBC Wealth Management$10002-19-2014
David W. Davies, Jill C. Miller, Kristen A. KetchumBenjamin F. Edwards & Co.RBC Wealth Management$001-23-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-22-2014
John Goles, Steven DeBoyJanney Montgomery ScottRBC Wealth Management$17511-12-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12506-17-2013
Edward Glenn, Pamela StaplesBank of America Merrill LynchRBC Wealth Management$30002-26-2013
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15212-17-2012
Robert Hart, Thomas Tonkovich Wells Fargo AdvisorsRBC Wealth Management$10711-16-2012
James Gibbons, Stephen MarohlWells Fargo AdvisorsRBC Wealth Management$9204-19-2012
Larry SchnaidUBS Financial ServicesRBC Wealth Management$003-08-2012
Joseph Neuhaus, Karen JankowskiMorgan Stanley Wealth ManagementRBC Wealth Management$28411-22-2011
Mark DonohueMorgan Stanley Wealth ManagementRBC Wealth Management$70011-15-2011
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
The Gift Hamilton TeamMorgan Stanley Wealth ManagementRBC Wealth Management$25910-04-2011
Jonathan LakeMorgan Stanley Wealth ManagementRBC Wealth Management$009-13-2011
Robert Batick, Jr.Westport Capital MarketsRBC Wealth Management$8006-17-2011
Robert C. Batick, JrWestport Capital MarketsRBC Wealth Management$8006-13-2011
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
Don SharkoLaSalle St. SecuritiesRBC Wealth Management$5203-25-2011
Kenneth Jobes, Jonathan SoloRaymond JamesRBC Wealth Management$15001-13-2011
Michael SharenowWells Fargo AdvisorsRBC Wealth Management$23506-23-2010
Raymond HayesWells Fargo AdvisorsRBC Wealth Management$32506-23-2010
John A. Pickett, Jack Pratt, Roberta KayattaCapTrust Financial AdvisorsRBC Wealth Management$8,50006-08-2010
Steven SellmanWells Fargo AdvisorsRBC Wealth Management$13305-17-2010
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.