Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|John T. Taylor III||Independent Financial Partners||Royal Alliance||$112||02-10-2014|
|Lawrence J. Zeller||Investors Capital||Royal Alliance||$89||01-17-2014|
|Richard F. Trasport||ING Financial Partners||Royal Alliance||$70||09-26-2013|
|Jason Connolly, Taylor Manry, Doug Everett, Adam Wilson||Triad Advisors||Royal Alliance||$250||02-05-2013|
|Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard Darrow||Investors Capital||Royal Alliance||$65||09-10-2012|
|Meg Green||Sterne Agee & Leach||Royal Alliance||$650||09-07-2012|
|Matthew Dernis||Investacorp||Royal Alliance||$50||08-02-2012|
|Reby Advisors||Triad Advisors||Royal Alliance||$310||05-09-2012|
|Diana Plucienkowski||Summit Brokerage Services||Royal Alliance||$50||08-19-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.