Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Marshall, Kristin SchoenfelderLPL FinancialRoyal Alliance$8507-10-2015
Thomas KennedyLPL FinancialRoyal Alliance$60005-27-2015
Ron NalvenInvestors CapitalRoyal Alliance$5203-29-2014
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11201-28-2014
Lawrence J. ZellerInvestors CapitalRoyal Alliance$8910-09-2013
Richard F. TrasportVoya Financial Advisors PartnersRoyal Alliance$7008-26-2013
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-04-2013
Meg GreenSterne AgeeRoyal Alliance$65008-31-2012
Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard DarrowInvestors CapitalRoyal Alliance$6508-22-2012
Matthew DernisInvestacorpRoyal Alliance$5007-31-2012
Reby AdvisorsTriad AdvisorsRoyal Alliance$31005-08-2012
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5006-18-2010

Showing 1 to 12 of 12 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.