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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas KennedyLPL FinancialRoyal Alliance$60008-31-2015
Ron NalvenInvestors CapitalRoyal Alliance$5205-09-2014
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11202-10-2014
Lawrence J. ZellerInvestors CapitalRoyal Alliance$8901-17-2014
Richard F. TrasportVoya Financial Advisors PartnersRoyal Alliance$7009-26-2013
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-05-2013
Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard DarrowInvestors CapitalRoyal Alliance$6509-10-2012
Meg GreenSterne Agee & LeachRoyal Alliance$65009-07-2012
Matthew DernisInvestacorpRoyal Alliance$5008-02-2012
Reby AdvisorsTriad AdvisorsRoyal Alliance$31005-09-2012
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5008-19-2010

Showing 1 to 11 of 11 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.