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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9402-18-2014
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-07-2013
Bradley GummowWells Fargo AdvisorsStifel Nicolaus & Co.$10011-16-2012
Allen WilsonWells Fargo AdvisorsStifel Nicolaus & Co.$21211-16-2012
Allen WilsonWells Fargo AdvisorsStifel Nicolaus & Co.$21208-16-2012
James "Frank" CapeRaymond JamesStifel Nicolaus & Co.$10505-03-2012
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Winifred ColemanCarnegie Investment CounselStifel Nicolaus & Co.$3809-24-2010
Cindy Dellinger, Mike LambRBC Wealth ManagementStifel Nicolaus & Co.$003-07-2010

Showing 1 to 9 of 9 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.