Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Alissa N. Carloss||Morgan Stanley Smith Barney||Stifel Nicolaus & Co.||$135||05-07-2013|
|Bradley Gummow||Wells Fargo Advisors||Stifel Nicolaus & Co.||$100||11-16-2012|
|Allen Wilson||Wells Fargo Advisors||Stifel Nicolaus & Co.||$212||11-16-2012|
|Allen Wilson||Wells Fargo Advisors||Stifel Nicolaus & Co.||$212||08-16-2012|
|James "Frank" Cape||Raymond James||Stifel Nicolaus & Co.||$105||05-03-2012|
|Michael Moss, Phil Smolowitz||Aegis Capital||Stifel Nicolaus & Co.||$150||12-09-2010|
|Winifred Coleman||Carnegie Investment Counsel||Stifel Nicolaus & Co.||$38||09-24-2010|
|Cindy Dellinger, Mike Lamb||RBC Wealth Management||Stifel Nicolaus & Co.||N/A||03-07-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.