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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Alissa N. Carloss | Morgan Stanley Smith Barney | Stifel Nicolaus & Co. | $135 | 05-07-2013 |
| Bradley Gummow | Wells Fargo Advisors | Stifel Nicolaus & Co. | $100 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 08-16-2012 |
| James "Frank" Cape | Raymond James | Stifel Nicolaus & Co. | $105 | 05-03-2012 |
| Michael Moss, Phil Smolowitz | Aegis Capital | Stifel Nicolaus & Co. | $150 | 12-09-2010 |
| Winifred Coleman | Carnegie Investment Counsel | Stifel Nicolaus & Co. | $38 | 09-24-2010 |
| Cindy Dellinger, Mike Lamb | RBC Wealth Management | Stifel Nicolaus & Co. | N/A | 03-07-2010 |
Showing 1 to 8 of 8 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.