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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morrie SymsonNFP Advisor Services GroupUBS Financial Services$004-10-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-27-2014
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22703-10-2014
Daniel Tedesco, Dennis MaddenMorgan Stanley Wealth ManagementUBS Financial Services$16103-03-2014
Roland Pritchett, Matthew R. StuckeJ.P. Morgan Securities LLCUBS Financial Services$002-27-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-28-2014
Kelly D. KerrRBC Wealth ManagementUBS Financial Services$11501-23-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-20-2014
Norman L. Oremland, Steven W. GoldfarbJanney Montgomery ScottUBS Financial Services$9701-17-2014
Mark KravietzHightower AdvisorsUBS Financial Services$30001-03-2014
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services$001-03-2014
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-20-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32512-16-2013
Rodney M. WoodleyBank of America Merrill LynchUBS Financial Services$13012-16-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-11-2013
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Peter J. KleinHightower AdvisorsUBS Financial Services$21011-15-2013
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-30-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-22-2013
John Phillips, Darrell Jones, Scott DickersonWells Fargo AdvisorsUBS Financial Services$21910-09-2013
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-09-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$1,00010-03-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23209-20-2013
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Showing 1 to 25 of 128 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.