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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-08-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-08-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services$17505-05-2015
David K. Neal, John Jenkins, Chace Dillon, Michele Horton, Tracy Ruddle, Deborah FarnhamFrontier Wealth ManagementUBS Financial Services$75005-04-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-22-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-22-2015
Frances Goldstein, Judy EigMorgan Stanley Wealth ManagementUBS Financial Services$15504-15-2015
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-05-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19501-28-2015
Rob TorringtonRaymond JamesUBS Financial Services$10301-28-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-15-2015
Patrick Yates, Carole Yates, Donna CalkinRaymond JamesUBS Financial Services$12001-12-2015
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services$55001-09-2015
Shahmir Moussavi Wells Fargo AdvisorsUBS Financial Services$12501-06-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18501-05-2015
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46312-10-2014
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-24-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
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Showing 1 to 25 of 181 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.