Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services$26004-14-2016
Ron Medaris, Chris GerrishWells Fargo AdvisorsUBS Financial Services$002-25-2016
Constance Miner, Ross HamiltonSteward Partners Global AdvisoryUBS Financial Services$20001-14-2016
John M. Borth, David P. Brown, Paul G. UllmannSuntrust Investment ServicesUBS Financial Services$26012-04-2015
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-15-2015
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11509-24-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-16-2015
Paul C. TannerLas Olas Capital AdvisorsUBS Financial Services$40008-05-2015
David MunozBank of America Merrill LynchUBS Financial Services$007-16-2015
Michelle Murray Hightower AdvisorsUBS Financial Services$20007-14-2015
Daniel WelkerWells Fargo Advisors Financial NetworkUBS Financial Services$8207-10-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$1,30007-02-2015
Tighe SmithWells Fargo Advisors Financial NetworkUBS Financial Services$10407-02-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16506-30-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-18-2015
Eric MillerWells Fargo Advisors Financial NetworkUBS Financial Services$006-17-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30005-21-2015
Alex Bryan, Ryan Bartley, Robert Torney Raymond JamesUBS Financial Services$30005-05-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-01-2015
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Showing 1 to 25 of 206 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.