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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul C. TannerLas Olas Capital AdvisorsUBS Financial Services$40008-05-2015
David MunozBank of America Merrill LynchUBS Financial Services$007-29-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$1,30007-24-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16507-21-2015
Michelle Murray Hightower AdvisorsUBS Financial Services$20007-17-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-17-2015
Daniel WelkerWells Fargo Advisors Financial NetworkUBS Financial Services$8207-14-2015
Tighe SmithWells Fargo Advisors Financial NetworkUBS Financial Services$10407-14-2015
Alex Bryan, Ryan Bartley, Robert Torney Raymond JamesUBS Financial Services$30007-14-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-30-2015
Eric MillerWells Fargo Advisors Financial NetworkUBS Financial Services$006-17-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30006-02-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-08-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-08-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services$17505-05-2015
David K. Neal, John Jenkins, Chace Dillon, Michele Horton, Tracy Ruddle, Deborah FarnhamFrontier Wealth ManagementUBS Financial Services$75005-04-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-22-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-22-2015
Frances Goldstein, Judy EigMorgan Stanley Wealth ManagementUBS Financial Services$15504-15-2015
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.