Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-05-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19501-28-2015
Rob TorringtonRaymond JamesUBS Financial Services$10301-28-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-15-2015
Patrick Yates, Carole Yates, Donna CalkinRaymond JamesUBS Financial Services$12001-12-2015
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services$55001-09-2015
Shahmir Moussavi Wells Fargo AdvisorsUBS Financial Services$12501-06-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18501-05-2015
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46312-10-2014
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-24-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
Robert BennettBank of America Merrill LynchUBS Financial Services$10810-03-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11010-01-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-30-2014
Philip Lazzari, Mark Stevens, Eric Watson, Eric BucknerSnowden Lane PartnersUBS Financial Services$40009-29-2014
Lee DubinskyWells Fargo AdvisorsUBS Financial Services$14009-22-2014
William 'Bill' Boatwright, Craig DiamondWells Fargo AdvisorsUBS Financial Services$25909-22-2014
Jon Miller, Doug KunzmanWells Fargo AdvisorsUBS Financial Services$15109-22-2014
Next Page »

Showing 1 to 25 of 174 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.