Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46312-10-2014
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-24-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
Robert BennettBank of America Merrill LynchUBS Financial Services$10810-03-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11010-01-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-30-2014
Philip Lazzari, Mark Stevens, Eric Watson, Eric BucknerSnowden Lane PartnersUBS Financial Services$40009-29-2014
Lee DubinskyWells Fargo AdvisorsUBS Financial Services$14009-22-2014
William 'Bill' Boatwright, Craig DiamondWells Fargo AdvisorsUBS Financial Services$25909-22-2014
Jon Miller, Doug KunzmanWells Fargo AdvisorsUBS Financial Services$15109-22-2014
Kate Lunn, Elise KausenWells Fargo AdvisorsUBS Financial Services$14109-09-2014
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9509-09-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47909-09-2014
Teresa HarmonWells Fargo AdvisorsUBS Financial Services$24409-09-2014
Barry SternRaymond JamesUBS Financial Services$10708-14-2014
Matthew Rogers, Mark Christopher NortonRaymond JamesUBS Financial Services$20008-04-2014
Robert SatterfieldMorgan Stanley Wealth ManagementUBS Financial Services$18007-30-2014
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services$10007-18-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services$31707-09-2014
Timothy Colvin, Jeffery Bedford, Gregory TaylorWells Fargo AdvisorsUBS Financial Services$32607-09-2014
Henry HauserRaymond JamesUBS Financial Services$60007-08-2014
Robert Gardner III, Robert HigleyWells Fargo AdvisorsUBS Financial Services$30007-02-2014
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17006-25-2014
Kevin P. O'Connor, Steve Kiper, Ryan P. O'Connor, Alice Gaughan, Heather R. PowellFirst Kentucky Securities CorporationUBS Financial Services$43006-19-2014
Next Page »

Showing 1 to 25 of 160 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.