Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Roger Ingwersen, Todd Ingwersen, Laurie Ingwersen The Harvest Group Wealth ManagementUBS Financial Services$30009-30-2016
Gary Jameson Wells Fargo AdvisorsUBS Financial Services$8009-26-2016
Michael Dadko Janney Montgomery ScottUBS Financial Services$11209-22-2016
Sanjit Khara, James MarcusWells Fargo AdvisorsUBS Financial Services$17309-21-2016
Dean WeaverAmeriprise FinancialUBS Financial Services$26108-26-2016
Larry FowlerWells Fargo AdvisorsUBS Financial Services$13608-22-2016
Harry Lewkowitz, Jeggrey GersenBank of America Merrill LynchUBS Financial Services$50008-04-2016
Jeffrey SchoenfeldBank of America Merrill LynchUBS Financial Services$25008-04-2016
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
Keith BarberisSteward Partners Global AdvisoryUBS Financial Services$10007-20-2016
Dewey D. Steffen, Michael P. Hartman, Carmela EastinRaymond JamesUBS Financial Services$15007-12-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
John WittWells Fargo AdvisorsUBS Financial Services$10706-01-2016
Craig Yates, John DillonMorgan Stanley Wealth ManagementUBS Financial Services$21905-31-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Tom W. O'Bryon IISteward Partners Global AdvisoryUBS Financial Services$10005-12-2016
Joel Selden, Larry ScharfRaymond JamesUBS Financial Services$32004-29-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services$26004-14-2016
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services$004-04-2016
Bill Rouse, Jessica Harper, Jeffrey Burton, Steve MeyerWells Fargo AdvisorsUBS Financial Services$42603-24-2016
Peter AdcroftJanney Montgomery ScottUBS Financial Services$10303-23-2016
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Showing 1 to 25 of 228 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.