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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur A. LevineMorgan Stanley Smith BarneyWells Fargo Advisors$006-12-2013
Ricardo KentMorgan Stanley Smith BarneyWells Fargo Advisors$10006-05-2013
Michael L. DolleBank of America Merrill LynchWells Fargo Advisors$16005-23-2013
Lee S. MinskBank of America Merrill LynchWells Fargo Advisors$10405-23-2013
Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBenjamin F. Edwards & Co.Wells Fargo Advisors$005-07-2013
Steven S. PhillipsBenjamin F. Edwards & Co.Wells Fargo Advisors$005-07-2013
James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellBenjamin F. Edwards & Co.Wells Fargo Advisors$005-07-2013
Paul BagnatoMorgan Stanley Smith BarneyWells Fargo Advisors$16505-07-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9004-29-2013
John J. Nelson, Jon T. NelsonAmeriprise FinancialWells Fargo Advisors$12504-29-2013
David H. RascoeMorgan Stanley Smith BarneyWells Fargo Advisors$8004-25-2013
Dennis AndersonBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Ed MeyerBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Allen Catalanotto, Scott E. Foreman, Mo ProvostyBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Darryl Mierl, Patrick X. Garvin, James Dombrowski Benjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Peter Tampellini, Robert Rothhouse , Teresa Zipf Benjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Brian Wiklund Benjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
L. Grant Ingram, Gary LibertyBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Christopher J. McGillBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Brad PeaseBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
David ClaggettBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Dan Lamacchia CFP, Benjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Smith BarneyWells Fargo Advisors$18004-08-2013
David Gordon, Kirsten GordonMorgan Stanley Smith BarneyWells Fargo Advisors$30004-02-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-26-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.