Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred HamsayehAegis CapitalRetirement Benefits Group$005-10-2013
David DruckerAegis CapitalOppenheimer$009-20-2011
Stanley Crouch, Victor SaulAegis CapitalHerbert J. Sims & Co.$25007-11-2011
Robert MillstoneAegis CapitalBishop Rosen$10004-15-2011
Daniel FreedmanAegis CapitalBishop Rosen$6004-12-2011
Randy RossAegis CapitalUBS Financial Services$6002-14-2011
David Ferri, Michael McDonaldAegis CapitalJHS Capital Advisors$6002-04-2011
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Gunn Allen Branch at 40 Wall St.Aegis CapitalGunn Allen Financial$37503-26-2010

Showing 1 to 9 of 9 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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