Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Fred Hamsayeh||Aegis Capital||Retirement Benefits Group||$0||05-10-2013|
|David Drucker||Aegis Capital||Oppenheimer||$0||09-20-2011|
|Stanley Crouch, Victor Saul||Aegis Capital||Herbert J. Sims & Co.||$250||07-11-2011|
|Robert Millstone||Aegis Capital||Bishop Rosen||$100||04-15-2011|
|Daniel Freedman||Aegis Capital||Bishop Rosen||$60||04-12-2011|
|Randy Ross||Aegis Capital||UBS Financial Services||$60||02-14-2011|
|David Ferri, Michael McDonald||Aegis Capital||JHS Capital Advisors||$60||02-04-2011|
|Michael Moss, Phil Smolowitz||Aegis Capital||Stifel Nicolaus & Co.||$150||12-09-2010|
|Gunn Allen Branch at 40 Wall St.||Aegis Capital||Gunn Allen Financial||$375||03-26-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.