Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stan Leavitt, David Pratt, Rachael MortonAmeriprise FinancialBank of America Merrill Lynch$46307-07-2017
Kenneth Demps, Robert Dennis, Jay MacKenzieAmeriprise FinancialMorgan Stanley Wealth Management$27006-02-2017
Charles WhiteAmeriprise FinancialRaymond James$11705-18-2017
James Novaria, Nick YetterAmeriprise FinancialWells Fargo Advisors$22204-27-2017
Scott MathesonAmeriprise FinancialWells Fargo Advisors$7004-26-2017
Jordan Plaster, Clark Scarvey, Harry ShumakerAmeriprise FinancialBank of America Merrill Lynch$33304-21-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Craig ParkerAmeriprise FinancialMorgan Stanley Wealth Management$13803-17-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Anthony Trigona, Lawrence StateAmeriprise FinancialRaymond James$15002-17-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Brad Bersh, Terrence McCreanor, Dana MessinaAmeriprise FinancialMorgan Stanley Wealth Management$38502-03-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
Howard Gartenhaus, Matthew Zuckergood, Howard Perlroth, Bryan BeamerAmeriprise FinancialKestra Financial$16802-03-2017
Dorne HallAmeriprise FinancialMSI Financial Services$16002-03-2017
Mark StegmannAmeriprise FinancialWells Fargo Advisors$9102-03-2017
Phillip JohnsonAmeriprise FinancialWoodbury Financial Services$7801-30-2017
John MaitaAmeriprise FinancialUBS Financial Services$10701-20-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise FinancialWells Fargo Advisors$50001-20-2017
Margo ClarkeAmeriprise FinancialBank of America Merrill Lynch$24501-13-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Margo ClarkeAmeriprise FinancialBank of America Merrill Lynch$24501-13-2017
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2017
Next Page »

Showing 1 to 25 of 160 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.