Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14705-09-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7402-28-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12202-26-2014
Shaena MillerAmeriprise FinancialWRP Investments$8902-14-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5702-14-2014
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20011-29-2013
Kevin Farrell, John AngiulliAmeriprise FinancialPNC Investments $16011-29-2013
Julie LinAmeriprise FinancialUBS Financial Services$5010-25-2013
James CarterAmeriprise FinancialUBS Financial Services$13010-25-2013
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Jonathan B. AbramsAmeriprise FinancialHSBC Private Bank$8106-24-2013

Showing 1 to 11 of 11 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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