Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie GreerBank of America Merrill LynchWells Fargo Advisors$18901-18-2013
Quoc (Jon) PhamBank of America Merrill LynchMorgan Stanley Wealth Management$8201-18-2013
William TerrellBank of America Merrill LynchMorgan Stanley Wealth Management$13701-11-2013
Craig WeinsteinBank of America Merrill LynchCredit Suisse Wealth Services$17412-06-2012
Jason LloydBank of America Merrill LynchMorgan Stanley Wealth Management$12511-30-2012
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15211-16-2012
Christine ReillyBank of America Merrill LynchMorgan Stanley Wealth Management$15911-15-2012
David VallieBank of America Merrill LynchMorgan Stanley Wealth Management$16011-14-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Wealth Management$15111-09-2012
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-19-2012
Lee Miller, Andrew PleatBank of America Merrill LynchUBS Financial Services$18308-10-2012
Mark KeanBank of America Merrill LynchUBS Financial Services$14108-03-2012
Westcott Jones, Scott Vogel Bank of America Merrill LynchWells Fargo Advisors$1,00008-03-2012
Andrew Cappello, Christie Roberts Bank of America Merrill LynchMorgan Stanley Wealth Management$37807-13-2012
Matt Celenza, Larry DiGioiaBank of America Merrill LynchBarclays$79007-06-2012
Douglas McPherson, Dean RidgwayBank of America Merrill LynchMorgan Stanley Wealth Management$14806-29-2012
Robert Steingold, Geoffrey OrbachBank of America Merrill LynchMorgan Stanley Wealth Management$17706-15-2012
James McKenzie, Ricardo Quiros, Mauricio RubioBank of America Merrill LynchMorgan Stanley Wealth Management$23505-31-2012
Ryan Baker, Stuart HammBank of America Merrill LynchMorgan Stanley Wealth Management$13003-14-2012
Jose Fernandez, Juan AlemanBank of America Merrill LynchCitigroup$26003-14-2012

Showing 1 to 20 of 20 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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