Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|James Laschinger, Sean Waggoner, Sarah Keibler||Cetera||LPL Financial||$6,000||08-01-2017|
|Ross Lawrence||Cetera||LPL Financial||$121||04-24-2017|
|Ron Carson||Cetera||LPL Financial||$2,600||01-19-2017|
|Brad Konopaske, Paul Paska||Cetera||Empire Asset Management Group||$200||04-20-2016|
|James P. Benson II||Cetera||National Planning||$150||03-28-2016|
|Tara Rice, Amanda Hancock||Cetera||HMS Financial Group, Raymond James||$0||07-24-2014|
|David Strulowitz||Cetera||Forum Financial Management LLC||$50||04-04-2013|
|Scott Sprague||Cetera||United Planners Financial Services of America||$110||01-23-2013|
|Joseph VanName, Amy Hoffman, Cindy Irving, Susan Warren||Cetera||Cadaret Grant||$130||07-02-2012|
|Purinton Rains||Cetera||Bank of America Merrill Lynch||$78||06-30-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.