Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Ross LawrenceCeteraLPL Financial$12104-24-2017
Ron CarsonCeteraLPL Financial$2,60001-19-2017
Brad Konopaske, Paul PaskaCeteraEmpire Asset Management Group$20004-20-2016
James P. Benson IICeteraNational Planning$15003-28-2016
Tara Rice, Amanda HancockCeteraHMS Financial Group, Raymond James$007-24-2014
David StrulowitzCeteraForum Financial Management LLC$5004-04-2013
Scott SpragueCeteraUnited Planners Financial Services of America$11001-23-2013
Joseph VanName, Amy Hoffman, Cindy Irving, Susan WarrenCeteraCadaret Grant$13007-02-2012
Purinton RainsCeteraBank of America Merrill Lynch$7806-30-2010

Showing 1 to 10 of 10 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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