Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Spiegelman, Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual $35002-21-2018
Jodi Manthei, Kenneth Koppitz, Nancy HayesCommonwealth Financial NetworkInvest Financial$26301-05-2018
Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments$18612-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
Eric Jacobsen, Lanny NebekerCommonwealth Financial NetworkSignator Investors$15005-17-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial$11504-21-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial$28501-20-2017
Curt Matlin, Andrew SchumacherCommonwealth Financial NetworkMSI Financial Services$8512-09-2016
John PrattiCommonwealth Financial NetworkMSI Financial Services$23008-01-2016
Gary Budd, Derek Budd, Eric KieffnerCommonwealth Financial NetworkMSI Financial Services$9507-08-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Walter G. BouchardCommonwealth Financial NetworkLPL Financial$6002-16-2016
David N. Tinsley, George E. Vogel, Daniel C. TinsleyCommonwealth Financial NetworkMetLife Securities$22502-01-2016
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-22-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-19-2015
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-01-2015
T. Kevin Taylor, S. Kyle TaylorCommonwealth Financial NetworkKestra Financial$17508-20-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
Raymond Daigle, Jr., Robert Comeaux, Jr., Walter BondCommonwealth Financial NetworkLPL Financial$35005-29-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-15-2015
Will DietzCommonwealth Financial NetworkRBC Wealth Management$6011-07-2014
Lance NelsonCommonwealth Financial NetworkLPL Financial$9210-01-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-12-2014
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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