Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
Andrew HartDynasty Financial PartnersNext Capital Management$75004-17-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Brian BuckleyDynasty Financial PartnersMorgan Stanley Wealth Management$60002-17-2017
Elizabeth van Walleghem, Thomas ButlerDynasty Financial PartnersBank of America Merrill Lynch$55009-13-2016
Carrie GallawayDynasty Financial PartnersLebenthal Wealth Advisors$75007-07-2016
Miguel SosaDynasty Financial PartnersBank of America Merrill Lynch$40001-15-2016
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-10-2015
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$1,00010-14-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersBank of America Merrill Lynch$3,30009-29-2015
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersBank of America Merrill Lynch$1,40009-08-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Daniela Pedley, Lauren CosulichDynasty Financial PartnersBarclays$50008-18-2015
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughDynasty Financial PartnersBarclays$3,00007-24-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$3,20006-29-2015
Scott Upham, Odette Galli, John Duffy Dynasty Financial PartnersAmeriprise Financial; LPL Financial $42505-01-2015
Scott Highmark, Larry ShiklesDynasty Financial PartnersMorgan Stanley Wealth Management$80002-20-2015
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25012-22-2014
Timothy Rodgers, Keith OsborneDynasty Financial PartnersWells Fargo$40009-01-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-19-2014
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.