Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark K. VienGirard SecuritiesEdward Jones$7301-30-2015
David S. MowattGirard SecuritiesCetera$15003-31-2014
Vance BoucherGirard SecuritiesCommonwealth Financial Network$5501-30-2014
Matthew H. FullerGirard SecuritiesRaymond James$10511-04-2013
Brent V. LottGirard SecuritiesLPL Financial$7110-28-2013
James Mathias, Wilma Turner Girard SecuritiesInvest Financial$8501-31-2013
Scott WoodringGirard SecuritiesLPL Financial$6012-12-2011

Showing 1 to 7 of 7 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.