Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Mark K. Vien||Girard Securities||Edward Jones||$73||01-30-2015|
|David S. Mowatt||Girard Securities||Cetera||$150||03-31-2014|
|Vance Boucher||Girard Securities||Commonwealth Financial Network||$55||01-30-2014|
|Matthew H. Fuller||Girard Securities||Raymond James||$105||11-04-2013|
|Brent V. Lott||Girard Securities||LPL Financial||$71||10-28-2013|
|James Mathias, Wilma Turner||Girard Securities||Invest Financial||$85||01-31-2013|
|Scott Woodring||Girard Securities||LPL Financial||$60||12-12-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.