Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorpInvest Financial$25009-08-2015
Keith E. SingerInvestacorpKovack Securities$12008-12-2015
Michael Fornasier, John Petraglia, Linda VenturaInvestacorpCabot Lodge Securities$7507-09-2015
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Steven LeachInvestacorpInvestment Professionals$6502-06-2015
Gwen GarrisonInvestacorpKovack Securities$5012-03-2014
Marcello CutrupiInvestacorpSterne Agee$5011-17-2014
Edward KlugInvestacorpSII Investments$5010-01-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-22-2014
Ian JamesInvestacorpSummit Brokerage Services$5208-19-2014
Jerome WallInvestacorpLincoln Financial$5007-24-2014
David CloggInvestacorpChapin Davis$5006-20-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-18-2014
Robert L. Chess, Robert L. HawkinsInvestacorpInvest Financial$15001-23-2014
Terry Vrieze, Jayme Bresnahan, Edward Modglin, Peter Rothamel, Vincent SturmInvestacorpBroker Dealer Financial Services$11612-02-2013
Garth IveyInvestacorpLincoln Financial$4511-29-2013
William R. JohnstonInvestacorpWells Fargo Advisors$5006-27-2013
John Gray, Jerri Gray, Jim DriskellInvestacorpNext Financial$9002-04-2013
Francis VitellaroInvestacorpWells Fargo Advisors$6509-14-2012
Matthew DernisInvestacorpRoyal Alliance$5007-31-2012
Stephen KilpatrickInvestacorpbrokersXpress$4006-05-2012
Warren RockmacherInvestacorpChase Investment Services$6804-16-2012
James PaquetteInvestacorpBerthel Fisher$5204-04-2012
Jon ArnoldInvestacorpSagePoint Financial$6002-22-2012
Keith Patterson, Frank RichardsonInvestacorpGeneos Wealth Management$6001-12-2012
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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