Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Beverly Pieper||J.W. Cole Financial||Multi-Financial Securities||$50||01-05-2011|
|David Hays, Doug Hughes||J.W. Cole Financial||Sammons Securities||$350||09-17-2013|
|Douglas W. Jones, Melissa S. Jones||J.W. Cole Financial||Walnut Street Securities||$175||07-08-2013|
|Henry Livingston, Ryan McClelland||J.W. Cole Financial||Securities America||$50||04-20-2011|
|Joseph Wirbick, Michael Zimmerman, Patrick Cloonan||J.W. Cole Financial||First Liberties Financial||$100||03-09-2012|
|Kenneth Levin, Reina Schlager, Robert F. Schlager||J.W. Cole Financial||Cambridge Investment Research||$130||12-06-2010|
|Lifetime Advisors Network||J.W. Cole Financial||Woodbury Financial Services||$120||11-05-2010|
|Peter Sagorski||J.W. Cole Financial||LPL Financial||$60||08-30-2011|
|Sean Burr, John Brant||J.W. Cole Financial||J.P. Turner & Company||$100||08-04-2014|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.