Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
Steve Battel, Rob Yevchak, Bruce Battel, Nancy HurstKestra FinancialWells Fargo Advisors$30004-25-2018
Taylor Ranker, Sonya RankerKestra FinancialRoyal Alliance$42004-23-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Pamela Davis, Chris DavisKestra FinancialSII Investments$11002-27-2018
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
David Johnston, Keith JohnstonKestra FinancialMorgan Stanley Wealth Management$15010-30-2017
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
Stephen LuzKestra FinancialJPMorgan Chase & Co.$13001-19-2017
Jason DudumKestra FinancialSignator Investors$14001-17-2017
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Leo GotleibKestra FinancialLPL Financial$25010-13-2016
Wesley Lentz, Clinton VanLinder, Robert Amberg, Robert CampbellKestra FinancialTransamerica Financial Advisors$1,00007-29-2016
Jim Ronn, Don Phillips, Bobby PhillipsKestra FinancialLPL Financial$15806-01-2015
Robert Rinvelt, Roger DavidKestra FinancialFSC Securities$18305-01-2015
Joe Vartanian, Sherwood GreerKestra FinancialInvest Financial$32502-15-2015
Nadia A. DickinsonKestra FinancialMorgan Stanley Wealth Management$10009-23-2014
Terry Sawchuk, Bill LangensteinKestra FinancialSII Investments$15508-18-2014
Garrett J. DevineKestra FinancialWells Fargo Advisors$6504-01-2014
Kurt WiegertKestra FinancialFounders Financial$6003-04-2014
Paul AuslanderKestra FinancialFoothill Securities$7002-24-2014
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Showing 1 to 25 of 30 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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