Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott SkidmoreLPL FinancialWells Fargo Advisors$7112-21-2017
Timothy ThompsonLPL FinancialH. Beck, Inc.$8412-21-2017
Stacy CliffordLPL FinancialCetera$15312-20-2017
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Joel BalamLPL FinancialPrincipal Securities, Inc.$5312-18-2017
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
John HallLPL FinancialWaddell and Associates$5812-11-2017
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Robert Walker IIILPL FinancialKey Private Bank$5112-04-2017
Richard Johnson, Bradley MorrisLPL FinancialWaddell and Associates$5612-04-2017
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Ryan Gallo, Michael GennaweyLPL FinancialCUSO Financial Services, L.P.$11611-30-2017
Becky VittumLPL FinancialRaymond James$6011-29-2017
Robert ReidingerLPL FinancialWells Fargo Advisors$5511-17-2017
Tamela SperrLPL FinancialEdward Jones$6811-16-2017
Aaron Herwig, Jonathan HinesLPL FinancialWaddell and Associates$7511-16-2017
Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmour, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte, James ZickLPL FinancialInvest Financial$41111-16-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
James BoudreauxLPL FinancialMetLife Securities$6111-15-2017
Brian WongLPL FinancialWaddell and Associates$12611-15-2017
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
David PorterLPL FinancialWells Fargo Advisors$6611-10-2017
Next Page »

Showing 1 to 25 of 535 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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