Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL Financial Bank of America Merrill Lynch$42004-28-2017
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial 1st Global Capital$24003-31-2017
Grant UlrickLPL Financial Wells Fargo Advisors$7603-31-2017
Steve WardLPL Financial Suntrust Investment Services$5003-30-2017
Michael Krumholz, Shelia Little LPL Financial Cambridge Investment Research$12003-29-2017
Gavin Lodge, Harry Lodge, Christopher NoyalisLPL Financial Securian Financial Services$10403-27-2017
Dustin GrangerLPL Financial Wells Fargo Advisors$11703-23-2017
Paul GuerraLPL Financial Wells Fargo Advisors$7003-21-2017
Kevin YingstLPL Financial Edward Jones$6703-20-2017
Thomas Collins, David PittinosLPL Financial 1st Global Capital$8203-17-2017
Timothy WeishornLPL Financial Wells Fargo Advisors$9603-13-2017
Timothy Mahieu, Sara Schauermann LPL Financial Wells Fargo Advisors$15703-13-2017
David Bushnell, Anthony Tomasula, Robin TomasulaLPL Financial MML Investors Services$55003-10-2017
Christopher SmithLPL Financial Robert W. Baird & Co.$6603-08-2017
Louis WrayLPL Financial Edward Jones$12103-06-2017
James DegaetanoLPL Financial First Command Financial$10203-06-2017
Michael ColemanLPL Financial Ameriprise Financial$5803-02-2017
Christopher BatesLPL Financial J.P. Morgan Securities LLC$13503-02-2017
Carlos MendozaLPL Financial Wells Fargo Advisors$12003-02-2017
Stephen O'HaraLPL Financial Purshe Kaplan Sterling Investments$9903-01-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL Financial Cetera$50902-28-2017
Bradley Bakken, Tim Bush, Sean Deichert, Katharine Eggiman, Paul Fleming, Melissa Hexum, Kelly Hubrig, Gregory Johnson, Ryan Johnson, Michael Kobbervig, John Kuhn, Lisa Moe, Cody Reiland, Craig Samuelson, Paula Swanson, Steven Swanson, Tammy Wood LPL Financial Cetera$78002-28-2017
Scott Douglas WilliamsLPL Financial Raymond James$9902-24-2017
James WebbLPL Financial Edward Jones$6802-23-2017
Jason Borrasso, Richard GanimLPL Financial MetLife Securities$6002-23-2017
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Showing 1 to 25 of 441 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.