Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial1st Global Capital$24003-31-2017
Thomas Collins, David PittinosLPL Financial1st Global Capital$8203-17-2017
Stephen DemaioLPL FinancialAllstate Financial Services, LLC$8004-12-2016
Emory Gary, Judy Morrison LPL FinancialAmerican Portfolios$13106-02-2017
Sandra DaltonLPL FinancialAmerican Portfolios$5404-13-2017
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
Joshua Anglin, Thomas Compernolle LPL FinancialAmeriprise Financial$5412-08-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL FinancialAmeriprise Financial$12012-02-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
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Showing 1 to 25 of 535 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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