Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim ForsythLPL FinancialEdward Jones$9611-17-2017
Jeffrey Lehrer, Karl SchmidtkeLPL FinancialNorthland Securities$7209-27-2017
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Ian DietzLPL FinancialMorgan Stanley Wealth Management$7009-08-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
Gabriella LundqvistLPL FinancialEdward Jones$7108-21-2017
James ChiaroLPL FinancialCitizens Investment Services$5308-18-2017
Peter ZagrobelnyLPL FinancialCitigroup$9308-14-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
Michael KoernerLPL FinancialH. Beck, Inc.$7008-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
John DolanLPL FinancialBank of America Merrill Lynch$16107-26-2017
Michael DieterLPL FinancialMSI Financial Services$9407-20-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL Financial Wells Fargo Advisors$35107-20-2017
Michael PickettLPL FinancialEdward Jones$5107-19-2017
Eric DevineLPL FinancialHuntington Investments$6307-17-2017
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Showing 1 to 25 of 490 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.