Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Ric KelloggLPL FinancialBank of America Merrill Lynch$12303-29-2018
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
John DolanLPL FinancialBank of America Merrill Lynch$16107-26-2017
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL FinancialBank of America Merrill Lynch$42004-28-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
Ryan GuntherLPL FinancialBank of America Merrill Lynch$10104-13-2017
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Philip DosterLPL FinancialBank of America Merrill Lynch$10402-17-2016
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
Jose HauadLPL FinancialBank of America Merrill Lynch$7007-17-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13011-17-2014
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012

Showing 1 to 18 of 18 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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