Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel BalamLPL FinancialPrincipal Securities, Inc.$5312-18-2017
John HallLPL FinancialWaddell and Associates$5812-11-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Ryan Gallo, Michael GennaweyLPL FinancialCUSO Financial Services, L.P.$11611-30-2017
Brian WongLPL FinancialWaddell and Associates$12611-15-2017
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
Michael LanceLPL FinancialWells Fargo Advisors$6711-09-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Gabriella LundqvistLPL FinancialEdward Jones$7108-21-2017
Craig BrooksLPL FinancialSecurities America$5207-07-2017
Steven MussonLPL FinancialCapital Financial Services$17004-20-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
Gavin Lodge, Harry Lodge, Christopher NoyalisLPL FinancialSecurian Financial Services$10403-27-2017
Christopher BatesLPL FinancialJPMorgan Chase & Co.$13503-02-2017
Carlos MendozaLPL FinancialWells Fargo Advisors$12003-02-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL FinancialCetera$50902-28-2017
Jeb Brown, Bruce WilliamsLPL FinancialBlakeslee and Blakeslee Inc.$10702-03-2017
Curt BeyerLPL FinancialRBC Wealth Management$9502-03-2017
Mitchell ReinhardtLPL FinancialCapital Financial Services$24601-23-2017
Jason Horg, Sandra Horg, Devin ShaefferLPL FinancialCapital Financial Services$25401-23-2017
Adriane Lowe, Roy Moon, Anthony TurcotteLPL FinancialMML Investors Services$15101-20-2017
Mandir NagdevLPL FinancialWells Fargo Advisors$6101-19-2017
Next Page »

Showing 1 to 25 of 91 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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