Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phil MathesonLPL Financial Kestra$19512-01-2016
Scott SpragueLPL Financial Cetera$7211-30-2016
Gary WarnerLPL Financial Capital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL Financial Ameriprise Financial$10511-21-2016
Brian Nguyen, Matthew Weaver LPL Financial Sorrento Pacific Financial$45211-15-2016
Mario VasquezLPL Financial JPMorgan Chase & Co.$7411-08-2016
David La RueLPL Financial Edward Jones$5011-07-2016
Ryan HigginsLPL Financial Edward Jones$5211-04-2016
Samantha Minh DinhLPL Financial Edward Jones$5511-04-2016
Ryan HigginsLPL Financial Edward Jones$7511-04-2016
Curtis GreenLPL Financial Edward Jones$16010-31-2016
Curtis GreenLPL Financial Edward Jones$16010-31-2016
Travis DauchyLPL Financial USAA Financial Advisors$10010-24-2016
Kelly Crane, Earl KnechtLPL Financial Cetera$21310-17-2016
Kelly Crane, Earl Kneckt, Bob LanceLPL FinancialCetera$21310-17-2016
Matthew Bryant, Thomas BryantLPL Financial Wells Fargo Advisors$7910-14-2016
Jennifer GoLPL Financial Edward Jones$5010-13-2016
Trevor BrightLPL Financial Fidelity$17709-29-2016
Eric DemarcusLPL Financial Wells Fargo Advisors$8509-29-2016
Andrea Klipfel, Kevin KlipfelLPL Financial Wells Fargo Advisors$7509-28-2016
Suthipong ChitrathornLPL Financial National Planning$5508-23-2016
Jeffrey Roodman, Christopher SmallLPL Financial J.P. Morgan Securities LLC$15508-05-2016
Jim Puplava, Paul Horn, Christopher Puplava, Robert Bernard, Ryan PuplavaLPL FinancialPuplava Financial Services$39608-01-2016
Joseph AzzopardiLPL Financial J.P. Morgan Securities LLC$5007-29-2016
Melissa GrudinLPL Financial TIAA-CREF$5907-13-2016
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Showing 1 to 25 of 66 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.