Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven MussonLPL FinancialCapital Financial Services$17004-20-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
Gavin Lodge, Harry Lodge, Christopher NoyalisLPL Financial Securian Financial Services$10403-27-2017
Christopher BatesLPL Financial J.P. Morgan Securities LLC$13503-02-2017
Carlos MendozaLPL Financial Wells Fargo Advisors$12003-02-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL Financial Cetera$50902-28-2017
Jeb Brown, Bruce WilliamsLPL Financial Blakeslee and Blakeslee Inc.$10702-03-2017
Curt BeyerLPL Financial RBC Wealth Management$9502-03-2017
Jason Horg, Sandra Horg, Devin ShaefferLPL Financial Capital Financial Services$25401-23-2017
Mitchell ReinhardtLPL Financial Capital Financial Services$24601-23-2017
Adriane Lowe, Roy Moon, Anthony TurcotteLPL Financial MML Investors Services$15101-20-2017
Mandir NagdevLPL Financial Wells Fargo Advisors$6101-19-2017
Robert MillsLPL Financial Morgan Stanley Wealth Management$7401-13-2017
Sima AlefiLPL Financial Wells Fargo Advisors$5001-05-2017
Phil MathesonLPL Financial Kestra$19512-01-2016
Scott SpragueLPL Financial Cetera$7211-30-2016
Gary WarnerLPL Financial Capital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL Financial Ameriprise Financial$10511-21-2016
Brian Nguyen, Matthew Weaver LPL Financial Sorrento Pacific Financial$45211-15-2016
Mario VasquezLPL Financial JPMorgan Chase & Co.$7411-08-2016
David La RueLPL Financial Edward Jones$5011-07-2016
Ryan HigginsLPL Financial Edward Jones$5211-04-2016
Samantha Minh DinhLPL Financial Edward Jones$5511-04-2016
Ryan HigginsLPL Financial Edward Jones$7511-04-2016
Curtis GreenLPL Financial Edward Jones$16010-31-2016
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Showing 1 to 25 of 80 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.