Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmour, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte, James ZickLPL FinancialInvest Financial$41111-16-2017
David VigilLPL FinancialSuntrust Investment Services$8405-03-2017
Thomas Collins, David PittinosLPL Financial1st Global Capital$8203-17-2017
Garth LurveyLPL FinancialSuntrust Investment Services$5012-15-2016
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
David Fowler, Charles Helm, Edward Herrera, Diane WhittLPL FinancialVoya Financial Advisors$15011-18-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
Todd SmilerLPL FinancialWells Fargo Advisors$5510-31-2016
Eric Eaton, Brandan TeagueLPL FinancialPrincor Financial Services$22510-18-2016
Michael BondLPL FinancialCharles Schwab$10008-24-2016
Richard W. HeagenLPL FinancialSummit Brokerage Services$6008-22-2016
Eric LingLPL FinancialUSAA Financial Advisors$9007-29-2016
Brian MillerLPL FinancialCetera$6505-23-2016
Frank MartinLPL FinancialRaymond James$7001-29-2016
Michael MollicaLPL FinancialCetera$7501-07-2016
Ellis De JesusLPL FinancialUSAA Financial Advisors$8012-14-2015
Gary SaginorLPL FinancialInvestments by Planners, Inc.$7711-24-2015
Robert Georgiou, Joseph KouryLPL FinancialSecurian Financial Services$5010-26-2015
Jeffrey AcklerLPL FinancialCharles Schwab$30010-08-2015
Peter WeilLPL FinancialRBC Wealth Management$13009-11-2015
Timothy ForsmanLPL FinancialJHS Capital Advisors$15008-05-2015
Donald HeitzLPL FinancialFirst Command Financial$9008-04-2015
Joel PalatnikLPL FinancialRaymond James$16508-03-2015
Ryan RechLPL FinancialWells Fargo Advisors$10007-09-2015
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.