Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Stephen Levin, Marco Lopez||LPL Financial||Berthel Fisher||$76||10-19-2016|
|David Dawson||LPL Financial||VSR Financial Services||$200||08-18-2016|
|Vincent Sturm||LPL Financial||Investacorp||$53||01-20-2016|
|Tom Weissenburger, David Olberding||LPL Financial||Raymond James||$220||04-30-2015|
|Brian Smith||LPL Financial||CUNA Brokerage Services||$110||03-30-2015|
|VisionPoint Advisory Group||LPL Financial||Securian Financial Services||$1,000||10-01-2013|
|Advantage Financial Group||LPL Financial||National Planning||$2,000||08-02-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.