Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Roller, H. Dewey ThompsonLPL FinancialCFD Investments, Inc.$10110-23-2017
Kristi Baker, Kelli Davis, Joseph Van DeusenLPL FinancialMML Investors Services$48302-23-2017
Ronald AustinLPL FinancialH.D. Vest Investment Services$10901-19-2017
Kyle MatkaitisLPL FinancialFidelity$30012-09-2016
Lisa MurrayLPL FinancialFifth Third Securities$10004-28-2016
Jack PerryLPL FinancialCity Securities Corp.$5511-24-2015
Sherri Beabout, David SharpLPL FinancialCetera$12010-23-2015
Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan LavermanLPL FinancialProequities$15512-01-2011

Showing 1 to 8 of 8 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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