Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.Â«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Andrew Roller, H. Dewey Thompson||LPL Financial||CFD Investments, Inc.||$101||10-23-2017|
|Kristi Baker, Kelli Davis, Joseph Van Deusen||LPL Financial||MML Investors Services||$483||02-23-2017|
|Ronald Austin||LPL Financial||H.D. Vest Investment Services||$109||01-19-2017|
|Kyle Matkaitis||LPL Financial||Fidelity||$300||12-09-2016|
|Lisa Murray||LPL Financial||Fifth Third Securities||$100||04-28-2016|
|Jack Perry||LPL Financial||City Securities Corp.||$55||11-24-2015|
|Sherri Beabout, David Sharp||LPL Financial||Cetera||$120||10-23-2015|
|Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan Laverman||LPL Financial||Proequities||$155||12-01-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.