Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James BoudreauxLPL FinancialMetLife Securities$6111-15-2017
Peter CoteLPL FinancialCetera$6110-16-2017
Paul HenryLPL FinancialCitizens Investment Services$5004-27-2017
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Barbara Trombley, Michael TrombleyLPL FinancialFifth Third Securities$5108-08-2016
Richard CawthorneLPL FinancialNYLIFE Securities$5007-01-2016
Zubair KhanLPL FinancialJPMorgan Chase & Co.$8006-17-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew Washek, Eric LazzariLPL FinancialCaptial Securities Management$20011-17-2015
Edward QuirkLPL FinancialCitizens Securities$5010-15-2015
Joseph SicilianoLPL FinancialFidelity$10005-27-2015
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities$010-17-2013
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012

Showing 1 to 13 of 13 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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