Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Wayne GreenoughLPL FinancialMSI Financial Services$9212-15-2016
Michael LenahanLPL FinancialSuntrust Investment Services$7512-14-2016
Herbert Moody Jr.LPL FinancialCapital Guardian$16012-14-2016
Jason SingletonLPL FinancialWells Fargo Advisors$5512-12-2016
Terrance DonoghueLPL FinancialInvest Financial$5010-04-2016
Jeffrey TalleyLPL FinancialPrivate Client Services$10007-22-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
James LowryLPL FinancialCapital Guardian$10012-07-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00003-09-2015
Ryan J. SchriftLPL FinancialMorgan Keegan$1505-14-2012
Michael SharplesLPL FinancialEdward Jones$005-26-2010

Showing 1 to 14 of 14 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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