Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve WardLPL Financial Suntrust Investment Services$5003-30-2017
Wes McKenna, Clayton Abel, Kit Leary, Christopher Mathwig, Bobby Parham.LPL Financial Nationwide Securities$17801-03-2017
Frederick ShowsLPL Financial Waddell and Associates$5012-12-2016
Robert TempletonLPL Financial Waddell and Associates$6007-26-2016
Fred QuattlebaumLPL FinancialWells Fargo Advisors$5005-06-2016
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
Gary DeeseLPL FinancialEdward Jones$9211-28-2011

Showing 1 to 7 of 7 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.