Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Steve Ward||LPL Financial||Suntrust Investment Services||$50||03-30-2017|
|Wes McKenna, Clayton Abel, Kit Leary, Christopher Mathwig, Bobby Parham.||LPL Financial||Nationwide Securities||$178||01-03-2017|
|Frederick Shows||LPL Financial||Waddell and Associates||$50||12-12-2016|
|Robert Templeton||LPL Financial||Waddell and Associates||$60||07-26-2016|
|Fred Quattlebaum||LPL Financial||Wells Fargo Advisors||$50||05-06-2016|
|John Sloop Jr., John Black||LPL Financial||Cetera||$135||09-15-2015|
|John Sloop, John Black||LPL Financial||Cetera||$135||09-15-2015|
|Gary Deese||LPL Financial||Edward Jones||$92||11-28-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.