Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Cliff CosperLPL FinancialEdward Jones$6105-05-2017
James WebbLPL FinancialEdward Jones$6802-23-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Naser AlzerLPL FinancialCapital One$6012-12-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Bradley BowmanLPL FinancialCetera$5010-14-2016
Kathleen Graham, Andrew Wyble LPL FinancialWells Fargo Advisors$15310-13-2016
Earnest SmithLPL FinancialUSAA Financial Advisors$6309-19-2016
Samuel RodriguezLPL FinancialJPMorgan Chase & Co.$6609-16-2016
Kim Campbell, Doris SilvaLPL FinancialWells Fargo Advisors$6609-13-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Daniel TapiaLPL FinancialVoya Financial Advisors$8508-25-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Craig SeverinLPL FinancialBBVA Securities$5008-08-2016
Chris Albertson, Tyler SteeleLPL FinancialBBVA Securities$15008-05-2016
Jereme BriscoLPL FinancialUSAA Financial Advisors$28007-18-2016
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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