Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18510-15-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Tamar H. MogilskiLPL FinancialMetLife Securities$15008-09-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
Ryan J. SchriftLPL FinancialMorgan Keegan$1505-14-2012
Erin BotsfordLPL FinancialDeWaay Financial Network$56005-11-2012
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012
Wealth Advisors of Tampa BayLPL FinancialFlorida Investment Advisors$10004-18-2012
Neal McNeil III, Robert L. Meyer, Ryan Clive-SmithLPL FinancialMorgan Stanley Wealth Management$30003-12-2012
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012
Christopher Hagen, Daniel SloanLPL FinancialMorgan Keegan$18001-04-2012
Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan LavermanLPL FinancialProequities$15512-01-2011
Steven Jung, Timothy Lysaght, Patrick Lysaght,LPL FinancialMorgan Keegan$18511-28-2011
Gary DeeseLPL FinancialEdward Jones$9211-28-2011
Anton BayerLPL FinancialSecurities America$11511-28-2011

Showing 1 to 18 of 18 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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