Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
J. Patrick KearnsMorgan Stanley Wealth ManagementFulcrum Securities$18501-17-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-03-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-03-2014
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-06-2013
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services$012-02-2013
Ted Bowling, Aaron BowlingMorgan Stanley Wealth ManagementEdward Jones$34410-18-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-18-2013
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-04-2013
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays$7410-04-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan Stanley Wealth ManagementWells Fargo Advisors$12309-27-2013
Garry W. BridgemanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$66309-26-2013
Robert Finan, Anthony LaFonteMorgan Stanley Wealth ManagementBank of America Merrill Lynch$40009-12-2013
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-12-2013
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody, Morgan Stanley Wealth ManagementJPMorgan Chase & Co.$1,50008-23-2013
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13008-23-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10008-22-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23208-16-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-09-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial Services$16106-07-2013
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors$006-06-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10005-24-2013
Paul BagnatoMorgan Stanley Wealth ManagementWells Fargo Advisors$16505-03-2013
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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