Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|J. Patrick Kearns||Morgan Stanley Wealth Management||Fulcrum Securities||$185||01-17-2014|
|J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc Roggenkamp||Morgan Stanley Wealth Management||UBS Financial Services||$5,500||01-03-2014|
|Michael Cott, Donald Nejedly||Morgan Stanley Wealth Management||RBC Wealth Management||$250||01-03-2014|
|Jennifer Daniels, Karen Levy||Morgan Stanley Wealth Management||Bank of America Merrill Lynch||$151||12-06-2013|
|Marie H. Murdock||Morgan Stanley Wealth Management||UBS Financial Services||$0||12-02-2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.