Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Ronn, Don Phillips, Bobby PhillipsNFP Advisor Services GroupLPL Financial$15806-01-2015
Robert Rinvelt, Roger DavidNFP Advisor Services GroupFSC Securities$18305-01-2015
Joe Vartanian, Sherwood GreerNFP Advisor Services GroupInvest Financial$32502-15-2015
Nadia A. DickinsonNFP Advisor Services GroupMorgan Stanley Wealth Management$10009-23-2014
Terry Sawchuk, Bill LangensteinNFP Advisor Services GroupSII Investments$15508-18-2014
Garrett J. DevineNFP Advisor Services GroupWells Fargo Advisors$6504-01-2014
Kurt WiegertNFP Advisor Services GroupFounders Financial$6003-04-2014
Paul AuslanderNFP Advisor Services GroupFoothill Securities$7002-24-2014
Markus ByrdNFP Advisor Services GroupAmeriprise Financial$5002-20-2014
David MizrahiNFP Advisor Services GroupWells Fargo Advisors$002-04-2014
Morrie SymsonNFP Advisor Services GroupUBS Financial Services$002-04-2014
Howard D. Richards, Jim GoodlandNFP Advisor Services GroupCambridge Investment Research$17501-03-2014
Thomas Besselman, Matt Heinz, Todd GuerinNFP Advisor Services GroupVSR Financial Services$10001-09-2013

Showing 1 to 13 of 13 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.